What To Look For In A History Book
There are many
reasons to read, but from a historian’s perspective there is one major
incentive – books are THE major way ideas are communicated to other historians. Books allow historians the space
and time to develop complicated arguments about the past, as well as provide a
method of explaining their evidence to their readers (footnotes).
Before diving into our reading, first I’d like to examine what
we’re looking for in the book. For
our purposes, I’d suggest that there are three important elements: the thesis,
major turning points, and sources.
Generally, each book will have a thesis, and in history that
thesis usually revolves around “change over time.” A historian might be analyzing the entire span of the
nineteenth century or maybe just the Civil War, but the beginning of a
historian’s thesis can often be described as “From (year) to (year) something
happened.” Historians often have a
special focus they are examining, so the “something” in question might be that
“the United States moved from a slave economy to an industrial economy.”
Figuring out the basic timeframe and key issue of the book helps set the
parameters for the thesis. While
these are the key elements of the thesis, they are not the entire thesis – the
final piece answers the difficult “so what?” question. Why does it matter that the US shifted
from a slave to industrial economy?
A complete thesis will offer that explanation – “From 1800 to 1900 the
United States shifted from a slave to industrial economy, but failed to
adequately guarantee democratic participation for all Americans.” (I just made this
up off the top of my head to serve as clear illustrations of a thesis; it is
not meant as a thought out argument, just an example of what a historical
thesis looks like.) As you can see, the thesis makes a claim that something is
changing over time – a book then explains in great detail why that change took
place. Throughout the book, the
author highlights what they believe are the key instances and turning points
that made that change possible. For a thesis such as the one I imagined, the
author might propose events such as the Civil War, Reconstruction, the Chinese
Exclusion Act, and Plessy v. Fergusson
as possible turning points in their story.
As a teacher, I’ve primarily worked at an engineering school
and often use an analogy to help “math people” understand history. Consider the formula ∆/t
and realize that historians are in some ways telling the story of a line
graph. While this does not mean
history moves in a clear, constant direction, I think this analogy generally
holds true. The historian
describes the conditions at the beginning of this line, the various points that
cause the line to rise and fall, the conditions at the end of the line, and why
this line graph matters.
In order to generate their thesis, historians must have
evidence. The type of evidence a
historian uses will shape the argument they make. If a historian was interested in examining the idea of how a
shift from a slave economy to an industrial economy “failed to adequately
guarantee democratic participation,” what sources might they use? Some might want to know how the federal
government changed and look at political speeches, Congressional debates, or
campaign posters. Another scholar
might want to examine how ideas of democracy were popularized among the public
and study short stories, plays, or songs that promoted particular notions of democracy.
Other scholars might want to study how “ordinary” people thought about
democracy and study diaries, letters, newspaper articles, or interviews. Using different types of sources
changes the perspectives being studied and impacts the structure of the
argument and thesis.
While the thesis and sources help historians structure their
own argument, their arguments do not exist in a vacuum. There is a fourth important piece of
information you MAY want to consider is the other scholars the book is
debating; historians call this the “historiography.” This admittedly might be
less interesting to novice readers and is not vital to capturing the key ideas
from the book, but still shapes a book’s significance; I leave it to your
discretion as to whether you’d like to explore historiography. For those
interested, consider that historians are inspired by other writers and
sometimes borrow methods and approaches from them; they also often disagree
with one another. If a historian’s
book from twenty years ago argued that the shift from a slave to industrial
economy made men full participants in the country’s economy and therefore equal,
that background context provides additional meaning to the book’s argument.
Now that we know that historians are looking for the thesis,
reasons for change over time, and sources (maybe the historiography, too), it
should be easy to identify the key ideas of each book. The first few weeks of
reading academic histories will be daunting. But, challenge yourself and stick with it. By the end of the
year you should be able to break down a new book’s big ideas and hopefully even
compare them to other books you’ve read. I’ll be back tomorrow with some
examples of how to put this plan in action.
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